Security Traders Association

06/03/2026

Registration for STA's 93rd Annual Market Structure Conference, “The Future in Focus,” is opening soon! Be sure to visit our official conference website for updates on registration, speakers, and more: https://lnkd.in/e5KqwTf5

05/27/2026

Inside our May newsletter, STA President & CEO Jim Toes examines whether it’s time for a fundamental reset of the Consolidated Audit Trail (CAT) and the governance challenges surrounding the current structure.

Also featured: new details on the 93rd Annual Market Structure Conference, the 11th Annual STA Women in Finance Symposium, the STA Young Professionals Forum and STA’s latest advocacy efforts in Washington.

Read the full newsletter: https://lnkd.in/eBYepWib

05/27/2026

We would like to wish you all a Happy Memorial Day! As we celebrate the 250th anniversary of our nation, we honor and remember those who courageously gave their lives for our freedom.

05/14/2026

"Under the existing structure, material changes to [Consolidated Audit Trail]'s operations need to be effected through amendments to the CAT NMS Plan, which is a lengthy and involved process that ultimately requires Commission approval...A more durable, long-term solution is for the Commission itself to own and operate the CAT. Direct ownership would deliver several key benefits."

In a new Taking Stock article, STA President and CEO Jim Toes shares perspective on "CAT fatigue" and how structural changes could help serve public interest and market integrity. Read here: https://lnkd.in/euh2ah23

05/14/2026

San Francisco STA's 95th Annual Conference is is just three weeks away! Featuring golf at Pebble Beach Resorts, speakers from leading firms like BlackRock and TCW and premier networking opportunities, you won't want to miss it.

Register for the June 4-7 conference here and support the SFSTA community: https://lnkd.in/eskTTw7g

04/16/2026

Congratulations to STA Past Chair ('07) Lisa Utasi, Managing Director at ClearBridge Investments, who received the Industry Award for Excellence & Committment to STANY at STANY- Security Traders Association of New York's 90th Annual Conference earlier this week!

We'd like to express our gratitude to Lisa for her longstanding commitment to STA and its affiliates.

04/09/2026

As we kick off Q2, we'd like to thank the firms already sponsoring STA!

For those not yet involved, STA sponsorship is a year-round partnership, offering access to our Advisory Committees, ongoing market insights, and meaningful engagement with industry leaders.

Join us October 14-16 in Washington DC for the 93rd Annual Market Structure Conference, the premier event for market structure, bringing together 800+ professionals across 225+ firms.

Be part of the conversation shaping today’s markets! Explore STA sponsorship opportunities here: https://lnkd.in/e8NHw_SN

04/06/2026

We are saddened to share the passing of former STA President & CEO Leopold “Lee” Korins, who led our STA during a pivotal time from 1998 to 2002.

During his multi-decade and distinguished career, Lee also served as Chairman & CEO of the Pacific Stock Exchange and President & CEO of the Philadelphia Stock Exchange. Known for his versatility and integrity, Lee leaves behind a lasting legacy among all who had the privilege to work with him.

03/31/2026

Inside our latest newsletter, STA President & CEO Jim Toes reflects on the power of curiosity in navigating today’s evolving market structure and regulatory landscape.

Also, an introduction to STA Women in Finance’s 2026 Co-Vice Chairs, insights from our latest Open Call, upcoming affiliate events and more from across the STA community.

Read the full newsletter:

Email from Security Traders Association View as Webpage March 2026 Stay Curious, My Friends By Jim Toes President & CEO, STA The more widely recognized personality traits of Wall Street professionals—

03/24/2026

Happy Women's History Month from STA Women in Finance (WIF)! Our 2026 Co-Vice Chair, Lexi Zawacki Nordman of Fiduciary Management, Inc. (FMI), speaks on the importance of advocating for others.

“As women in this field, we understand how powerful it is when someone opens a door or offers encouragement. I believe it is important to extend that same support forward. By giving our insight, advocacy, and time, we create opportunities that elevate all of us.”